20 citations · 24 across the 2 of their papers we have counts for
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econ.EM2021★ 4 cited
Measuring Financial Advice: aligning client elicited and revealed risk
John R. J. Thompson, Longlong Feng, R. Mark Reesor +2
Financial advisors use questionnaires and discussions with clients to determine a suitable portfolio of assets that will allow clients to reach their investment objectives. Financi…
econ.EM2020★ 20 cited
Know Your Clients' behaviours: a cluster analysis of financial transactions
John R. J. Thompson, Longlong Feng, R. Mark Reesor +1
In Canada, financial advisors and dealers are required by provincial securities commissions and self-regulatory organizations--charged with direct regulation over investment dealer…