3 papers
cs.CL2026
Grounded Event Extraction from SEC 8-K Filings with a Fine-Grained Taxonomy
Rian Dolphin, Joe Dursun, Jarrett Blankenship +2
Form 8-K filings are the primary channel through which U.S. public companies disclose material events, but the SEC item codes attached to them are coarse: a single item spans routi…
cs.CL2026
Taxonomy-Aligned Risk Extraction from 10-K Filings with Autonomous Improvement Using LLMs
Rian Dolphin, Joe Dursun, Jarrett Blankenship +2
We present a methodology for extracting structured risk factors from corporate 10-K filings while maintaining adherence to a predefined hierarchical taxonomy. Our three-stage pipel…
cs.CL2024
Extracting Structured Insights from Financial News: An Augmented LLM Driven Approach
Rian Dolphin, Joe Dursun, Jonathan Chow +3
Financial news plays a crucial role in decision-making processes across the financial sector, yet the efficient processing of this information into a structured format remains chal…