Exact density-functional theory as parallel ensemble variational hierarchies: from Lieb's formulation to Kohn-Sham theory

Abstract

Exact density-functional theory is recast here as two parallel exact ensemble variational hierarchies: an interacting hierarchy rooted in Lieb's ensemble formulation and a noninteracting hierarchy rooted in exact noninteracting ensemble theory. In optimization terms, $N$-representability is primal feasibility, Legendre-Fenchel duality equates the primal and dual values, $v$-representability is dual attainment, and the Hohenberg-Kohn theorem gives uniqueness, modulo constants, of an attained local potential. The Kohn-Sham construction couples the interacting density-space optimality condition to a compatible noninteracting dual realization on their common $N$-representable density domain. State-class restrictions yield the Levy-Lieb and single-determinant branches, while fractional particle number and fractional occupations lead naturally to piecewise linearity, one-sided chemical potentials, Janak-type relations, and the derivative discontinuity. This organization locates the exactness of Kohn-Sham theory in the preservation of the interacting density-space optimization together with its compatible noninteracting realization, without implying a general many-body spectral interpretation of Kohn-Sham eigenvalues.