Pseudospectral phenomena and the origin of the non-Hermitian skin effect

Abstract

The non-Hermitian skin effect (NHSE), characterized by a macroscopic accumulation of eigenstates at the edge of a system with open boundaries, is often ascribed to a non-trivial point-gap topology of the Bloch Hamiltonian. We revisit this connection and separate the question of the NHSE as a spectral reconstruction effect in clean systems from the question of stable topological protection. For a Hatano-Nelson ladder, where point-gap winding and non-normality can be varied independently, we demonstrate that, in a clean translationally invariant multiband setting, the NHSE can occur without point-gap winding and, conversely, that point-gap winding can persist without the NHSE. These results establish that in the clean case the connection between point-gap winding and the NHSE only holds in the scalar one-band case but, in general, not in the multiband case. Even more importantly, the eigenspectrum of non-normal operators is generically highly sensitive to boundary conditions and perturbations, and therefore does not constitute a stable object encoding topological information. Instead, topological properties are reflected in the splitting of the singular-value spectrum for finite systems and, in the semi-infinite limit, correspond to boundary-localized kernel modes implied by the index of the corresponding Toeplitz operator.

Significantly extended version, clearly delineating the question of boundary reconstruction in clean systems from the question what the stable topological objects are