Optimal rates of decay in the Katznelson-Tzafriri theorem for operators on Hilbert spaces

Abstract

The Katznelson-Tzafriri theorem is a central result in the asymptotic theory of discrete operator semigroups. It states that for a power-bounded operator $T$ on a Banach space we have $||T^n(I-T)\Vert \to 0$ if and only if $\sigma (T)\cap \mathbb{T}\subseteq \{1\}$. The main result of the present paper gives a sharp estimate for the rate at which this decay occurs for operators on Hilbert space, assuming the growth of the resolvent norms $\Vert R(e^{i\theta },T)\Vert$ as $|\theta |\to 0$ satisfies a mild regularity condition. This significantly extends an earlier result by the second author, which covered the important case of polynomial resolvent growth. We further show that, under a natural additional assumption, our condition on the resolvent growth is not only sufficient but also necessary for the conclusion of our main result to hold. By considering a suitable class of Toeplitz operators we show that our theory has natural applications even beyond the setting of normal operators, for which we in addition obtain a more general result.

Accepted for publication in the Journal of Functional Analysis